Issued: October 1992
Revised: January 2000
This document provides guidance for the preparation of security site and design briefs as required in the physical security standards.
This document provides general security guidelines to federal government institutions for all accommodations. Whether leasing or constructing, an institution needs only to be concerned with Chapters 2 and 3, or 4 and 5, in conjunction with the safeguards addressed at Appendix A.
Appendix B gives a partial list of basic building security attributes that custodians are usually required to implement, service and maintain. Appendix C consists of a glossary where a variety of terms used in this document are defined.
This guide is for the use of institutions in order to comply with the Physical Security Operational Standards of the GSP.
The responsibilities of custodians are outlined in Appendix B.
Pursuant to the GSP, the RCMP is the lead agency responsible for providing physical security consulting services and advice to institutions, on request. The RCMP will provide physical security consulting services and advice on each of the building project delivery phases.
Following the GSP policy statement that Deputy heads are accountable for safeguarding sensitive information and assets under their control, the Physical Security Operational Standard requires that the Departmental Security Officer (DSO), or representative, be responsible for preparing, reviewing, inspecting and monitoring the accommodation projects. For these reasons the present document is proposing to the DSO, or representative, a security system design process integrated to the building project delivery methodology. By being involved in each stage of the delivery process, from planning to evaluation, the DSO or representative will progressively specify and meet the physical safeguarding requirements without adversely affecting facility management and operations.
A security system is generally not effective unless it is developed based on an understanding of the actual threats and risks it is designed to control. The development of a threat and risk assessment (TRA) for a new facility involves the following steps:
In Figure 1 the preparation and threat assessment steps establish what is at stake with the eventual compromise of sensitive information and assets to be housed within the accommodation. Risk assessment measures the performance of existing safeguards in the designed environment against the identified threats. Recommendations define the applicable safeguarding strategy for the accommodation. The assessment is therefore generic in nature in order to specify the actual safeguards according to the conditions progressively established as the accommodation project evolves.
Figure 1 - Facility TRA Process
A safeguarding strategy should be defined and used with the present guide to develop a security site brief (SSB). This document sets out the security criteria to evaluate proposed sites, whether site acquisition is achieved through leasing an existing facility or constructing a facility.
The institution or tenant should prepare a SSB for leasing existing facilities (see Chapter 2), because custodians generally seek existing space as a first option. If it is determined that existing space is not available or is not the first option, then another SSB for constructing facilities should be prepared (see Chapter 4).
Once selected through a build, buy or lease process, the site is subjected to a survey to determine site specific security-related problems. These problems might include neighbourhood vandalism, theft or violent crime. This information is considered along with the facility TRA and allows the safeguarding strategy to be adjusted as required, and adequate safeguards to be developed for the site.
In some cases, the location of accommodation will be pre-selected without using a feasibility analysis which has the benefit of a security site brief. In these cases, the site selection criteria normally established in the SSB should be determined, and a safeguarding strategy should be identified with the use of the facility TRA and included in the security design brief (SDB).
The institution prepares architectural programming documents which includes conceptual space relation diagrams as part of the acquisition process. The development of complete and effective physical security can only result from a complete understanding of the facility operation (architectural programming documents), and the safeguarding strategy evolving from the facility TRA and site specific problems. Once this understanding is complete, a SDB is developed.
At this point a cost estimate for the physical security safeguards must be established. A simple rule of thumb suggests that the electronic security package would cost between .5% and 1% of the total cost of a large project. Small projects should not be evaluated by this general guideline as the proportions vary radically with the security requirements. Therefore, it is wise to develop the cost using a more reliable method specifically related to the facility at hand.
The project manager ensures that both the SSB and SDB form part of the architectural programming documents. From this document, the designer develops concept drawings. The DSO or representative reviews these drawings and compares them against the SSB and the SDB and safeguarding strategy. At this stage, the drawings can be changed extensively if necessary. This process continues until the concept drawings are approved.
The designer then completes the working drawings and specifications, and subsequent tendering documents detailing the eventual completed designs and all security-related equipment installations (see Figure 2). Once again, the DSO or representative should continuously examine the drawings, tender documents and subsequent contractor bids for compliance to the safeguarding strategy.
Figure 2 – Security System Design Process within the project delivery system
The DSO or representative should also monitor unique security aspects in installing the security equipment, making sure each step is approved before going on to the next. This process may also involve the administration of the security contracts. The DSO or representative may be asked to advise the contracting agent if progress payments should be made to the contractor.
The next step involves the commissioning of the security equipment which includes inputting all data necessary for operation. Operator training, if required, is included in this process. A transition period could exist where temporary security measures (perhaps temporary security personnel) may be necessary. Once fully operational, and all deficiencies have been corrected, the final payment, including all holdbacks, should be recommended. Only at this point should final payments be made to the contractor.
Once operational, there should be periodic verification to ensure all aspects of the project are operating properly.
Once the project is completed, when information and asset sensitivity or operations change, or following a security incident, the facility TRA is reviewed and a new safeguarding strategy may be identified which would require adjusting existing safeguards.
Often, persons involved in the planning of a facility have not considered security. As a result, instances arise where appropriate types or levels of safeguards for leasing existing facilities or constructing facilities have been substandard or non existent. In many instances, even when planning efforts are directed towards security, problems arise through a lack of coordination, or from a breakdown in communication between the project leader/manager and the DSO or representative.
Institutions should establish clear paths of communication, through internal policy, between the security office and the planning office within the institution and with the project manager, to ensure that all security safeguards within a facility are properly and efficiently planned and implemented.
The content of security site and design briefs will vary, depending on whether the department is leasing existing facilities or constructing facilities. The level of detail normally provided in site and design briefs is general in nature, in order to provide maximum flexibility in the acquisition or design process. Specific technical details about security equipment are not discussed in this guide (e.g. types of door hardware or intrusion alarms).
The institution is responsible for determining, by referring to the safeguarding strategy established from the facility TRA, if a listed measure is justified or warranted. The listing of a security measure does not imply necessity or recommendation of the measure. These listed options are to be applied as and when justified by the specific security requirements.
Physical security measures are listed in three groups in this guide. Appendix A lists two distinct groups - the minimum and enhanced safeguards recommended by the RCMP when leasing accommodation. The institution has the option of assuming the additional risk associated with not providing the recommended measures. Enhanced safeguards are special purpose physical security measures which may or may not be justified for the institution. Their applicability should be determined in light of the safeguarding strategy established from the facility TRA as well as of other departmental priorities and requirements. Once selected the security measures are of necessity sought in a leasing document, but they will often only be provided during the fit-up of the facility.
Appendix B lists the basic security measures that are usually provided by the custodians in any facility under their control. Selection from this listing of measures is subject to approval by custodians.
Identification of the security measures will ensure that the custodian is aware of any space, service and functional requirements, in order that the selected site can accommodate all physical security safeguards.
Due to the length of these documents, it is preferable to have a two- to three-page summary included as part of the brief. The summary should only highlight the specific design concepts related to each major attribute listed in the brief. The intent is to assist senior managers in quickly capturing the important design ideas necessary for safeguarding the facility.
Refer to Appendix A for minimum and enhanced safeguards for the sections listed below, using the same numbering sequence.
LEGEND: ** Usually this section would be part of the Security Design Brief (SDB).
Security measures already documented in a site brief and implemented need not be repeated in the design brief. However, if no site brief has been submitted, it is up to the institution to determine, by reference to the safeguarding strategy established from the facility TRA and site specific deficiencies, if a listed measure is justified or warranted. The listing of a security measure does not imply necessity or recommendation of the measure. These listed options are to be applied as and when justified by the specific security requirements.
Physical security measures are listed in three groups in this guide. Appendix A lists two - the minimum and enhanced safeguards recommended by the RCMP when leasing accommodation. The institution has the option of assuming the additional risk associated with not providing the recommended measures. Enhanced safeguards are special purpose physical security measures which may or may not be justified for the institution. Their applicability should be determined in light of the safeguarding strategy established from the facility TRA as well as of other departmental priorities and requirements. Once selected the security measures are of necessity sought in a leasing document, but they will often only be provided during the fit-up of the facility.
Appendix B lists the basic security measures that are usually provided by the custodian in any facility under their control. Selection from this listing of measures is subject to approval by custodians.
Identification of the security measures will ensure that the custodian is aware of any space, service and functional requirements, in order that the selected site can accommodate all physical security safeguards.
Due to the length of these documents, it is preferable to have a two- to three-page summary included as part of the brief. The summary should only highlight the specific design concepts related to each major attribute listed in the brief. The intent is to assist senior managers in quickly capturing the important design ideas necessary for safeguarding the facility.
Refer to Appendix A for minimum and enhanced safeguards for the sections listed below, using the same numbering sequence.
LEGEND: *** Usually this section would be part of the Security Design Brief (SDB). If a SSB has not been prepared, then this section forms part of the Security Design Brief (SDB).
It is up to the institution to determine, by reference to the safeguarding strategy established from the facility TRA, if a listed measure is justified or warranted. The listing of a security measure does not imply necessity or recommendation of the measure. These listed options are to be applied as and when justified by the specific security requirements.
Physical security measures are listed in three groups in this guide. Appendix A lists two - the minimum and enhanced safeguards recommended by the RCMP when leasing accommodation. The institution has the option of assuming the additional risk associated with not providing the recommended measures. Enhanced safeguards are special purpose physical security measures which may or may not be justified for the institution. Their applicability should be determined in light of the safeguarding strategy established from the facility TRA as well as of other departmental priorities and requirements. Once selected the security measures are of necessity sought in a leasing document, but they will often only be provided during the fit-up of the facility.
Appendix B lists the basic security measures that are usually provided by the custodian in any facility under their control. Selection from this listing of measures is subject to approval by custodians.
Identification of the security measures will ensure that the custodian is aware of any space, service and functional requirements, in order that the selected site can accommodate all physical security safeguards.
Due to the length of these documents, it is preferable to have a two- to three-page summary included as part of the brief. The summary should only highlight the specific design concepts related to each major attribute listed in the brief. The intent is to assist senior managers in quickly capturing the important design ideas necessary for safeguarding the facility.
LEGEND: **** Usually this section would be part of the Security Design Brief (SDB).
Security measures already documented in a site brief and implemented need not be repeated in the design brief. However, if no site brief has been submitted, it is up to the institution to determine, by reference to the safeguarding strategy established from the facility TRA and site specific deficiencies, if a listed measure is justified or warranted. The listing of a security measure does not imply necessity or recommendation of the measure. These listed options are to be applied as and when justified by the specific security requirements.
Physical security measures are listed in three groups in this guide. Appendix A lists two - the minimum and enhanced safeguards recommended by the RCMP when leasing accommodation. The institution has the option of assuming the additional risk associated with not providing the recommended measures. Enhanced safeguards are special purpose physical security measures which may or may not be justified for the institution. Their applicability should be determined in light of the safeguarding strategy established from the facility TRA as well as of other departmental priorities and requirements. Once selected the security measures are of necessity sought in a leasing document, but they will often only be provided during the fit-up of the facility.
Appendix B lists the basic security measures that are usually provided by the custodian in any facility under their control. Selection from this listing of measures is subject to approval by custodians.
Identification of the security measures will ensure that the custodian is aware of any space, service and functional requirements, in order that the selected site can accommodate all physical security safeguards.
Due to the length of these documents, it is preferable to have a two- to three-page summary included as part of the brief. The summary should only highlight the specific design concepts related to each major attribute listed in the brief. The intent is to assist senior managers in quickly capturing the important design ideas necessary for safeguarding the facility.
Refer to Appendix A for minimum and enhanced safeguards for the sections listed below, using the same numbering sequence.
LEGEND: ***** Usually this section would be part of the Security Design Brief (SDB). If a SSB has not been prepared, then this section forms part of the Security Design Brief (SDB).
Minimum Safeguards
All new facilities must conform to applicable building codes regarding life safety, e.g., fire safety, exiting, alarms, smoke control, safe havens. All life safety concerns should take precedence over any security standards and recommendations. This responsibility for federally-owned facilities lies with Human Resources Development Canada, Fire Prevention, Fire Protection Engineering Services. Life safety is controlled by provincial authorities for facilities owned and operated by the private sector. Municipalities usually administer provincial codes.
There are a number of areas in the National Building Code (NBC) which have a security connotation. Particular attention should be given to the hardware requirements, especially Section 3.4.6.15(1) of the 1995 NBC.
All existing facilities are reviewed periodically for compliance. Barrier free issues that have an impact on security should be identified and resolved during the conceptual design stage. This review includes recommendations as to whether deficiencies can be corrected, or whether compensating features or operations can be added in lieu of conformity. Life safety equipment is inspected and tested at required intervals. Older facilities may be governed by codes that were in force at the time they were built or remodelled, and which were less stringent than those now in force. In these cases, a decision will be needed as to whether this provides sufficient safety under current conditions. Sprinklers are generally provided if required by the code applicable due to building type, design or materials, or to hazardous contents.
Examples of Enhanced Safeguards
Minimum Safeguards
Emergency power appropriate to the facility for basic building services - heating, partial elevator service, emergency lighting, etc., with at least 12 hours of fuel supply (72 hours at isolated locations). Provide emergency power or battery packs for emergency exit lighting, and for four hours operation of installed electronic intrusion detection.
Examples of Enhanced Safeguards
Minimum Safeguards
Ensure that municipal water supply to site has sufficient volume and pressure for firefighting. Where municipal supply does not exist there should be a reservoir and fire pump or sufficient static head on site; sufficient capacity means appropriate to size and combustibility of building and contents (measured in minutes of full discharge rate). Provide a sufficient number of water pumps where water pressure is unreliable.
Examples of Enhanced Safeguards
Minimum Safeguards
Firefighters response -The NBC requires that fire detection and response equipment be operational 24 hours a day. If the safeguarding strategy indicates response time is inadequate, compensatory steps that will be the most cost effective should be taken.
Police response - The basic level of security is determined from (a) the probability of a police response of sufficient short duration that the physical security measures can reasonably be expected to counter the threats, and (b) the inherent psychological deterrence of a facility that is locked during restricted and limited access hours.
Examples of Enhanced Safeguards
Firefighters
Police
Minimum Safeguards
Easements should not be permitted closer than 15 m from the building. Institutions are to be informed by the custodian of the possibility of intrusion on the site by an easement owner (e.g. utility crews sent to replace or repair overhead lines, or excavations to repair or replace underground utilities), without advance notice to the occupants. If an easement permits public access through the site, e.g. in an emergency, the institution must be informed and agree with the requirement prior to occupancy.
Examples of Enhanced Safeguards
Minimum Safeguards
The site is to be signed with the name of the government institution clearly displayed.
During public access hours there is no restriction on access to the site or to the Public-Access Zone of the building.
During limited-access hours there is no restriction on access to the site but the building is locked. Signs provide clear directions, and define the public and restricted areas of the site.
Examples of Enhanced Safeguards
Minimum Safeguards
Except for easements, the facility may have to abut the property line, a street or the wall of an adjacent building on some sites.
Examples of Enhanced Safeguards
Minimum Safeguards
Refer to the GSP, Information Technology Security Standards, and the Technical Security Standards for Information Technology (TSSIT) - RCMP-Aug. 1997.
Examples of Enhanced Safeguards
Minimum Safeguards
Provide general illumination of the entire perimeter of the building, driveways, and parking lots, to a target level of 25 lux (20 lux minimum). (A lux is a metric measurement of light equal to the illumination on the surface of all points one metre from a uniform light source. One lux equals approximately one-tenth of a foot-candle). Lighting sources may be street lighting, yard lighting or building-mounted lighting, or combinations of all three. Maximum contrast of darkest to brightest illumination is a ratio of one to ten. (i.e. if darkest is 25 lux, then highest level should not exceed 250 lux).
Where the building abuts the property line, with private property on the other side, that private property should not be illuminated if its owner so requests.
Examples of Enhanced Safeguards
Minimum Safeguards
Provide a clear space of six metres around the building and on both sides of paths between building(s) and parking areas, sidewalk and public transportation stops. Avoid bushes or branches that enable a person to hide. The zone between 400 mm and 1,500 mm above grade should be clear of all visual obstructions. If snow is piled on the site or if grass and shrubs are allowed to grow wild, ensure there is no visual impediment, that response forces are not delayed, and that access cannot be gained into or on top of the building.
Examples of Enhanced Safeguards
Minimum Safeguards
Building facades and the site should be observable from the roadway by local police and passers-by, unless deemed undesirable when considering the safeguarding strategy.
Examples of Enhanced Safeguards
Minimum Safeguards
In single or multi-tenant buildings, access to an institution's space should be controlled.
Examples of Enhanced Safeguards
Minimum Safeguards
During limited access hours, parking locations designated by signs should indicate visitor and staff parking areas. Elevators to and from indoor parking should not give direct access to office floors. Instead, elevators should open to the main lobby, in view of the reception or guard station, or if there is no attended station, into an open traffic zone in the lobby. During limited access hours, staff access to indoor parking should be only by key, or by guard control.
Proper placement of the staff parking facility may have a significant bearing on the amount of use of emergency exit doors; for example, if they conveniently open onto the parking lot one can anticipate frequent use. The more often the emergency exit door is used, the less security personnel will rely on monitoring equipment, with response becoming progressively less reliable. When an exit door is used it is very difficult to prevent someone from entering the facility while another is exiting. The entrant may or may not be an employee of your facility. Also, if personnel can find logical reasons for circumventing physical security safeguards the less respect they will have for restrictions imposed to make physical security function.
Visitor parking should allow visitors easy orientation to the main entrance. Because of potential obstruction problems, space should not be provided directly on the main circulation route for parking, pulling over, stopping or as a drop-off point, at main or side entrances.
Examples of Enhanced Safeguards
Minimum Safeguards
The building will not be located in a manner which will produce undue natural or man-made hazards.
Examples of Enhanced Safeguards
Minimum Safeguards
Visitors should be able to easily determine where to go and how to get there. Clear definition of entry will reduce confusion thereby enhancing legitimate access. Where access is not apparent, signs will direct the public. Signs will reduce the number of times employees will be distracted by giving directions to a visitor. Rather than redirecting visitors to the main entrance, employees often send visitors through the facility to the proper entry point to receive the requisite badges, etc. Proper identification of the requirements will lessen the number of incidents of this nature.
Examples of Enhanced Safeguards
Minimum Safeguards
Security measures which compensate for site specific deficiencies are to be provided in this section.
Examples of Enhanced Safeguards
The general physical security design standard advocated by the GSP is developed from the physical security elements of protection, detection, response, demarcation, observation, clustering, territoriality and utilization. Therefore, the environment for the facility functions should be identified and stated. If physical security is to be very stringent to compensate for vulnerabilities, a statement to that effect should start the design section. The general philosophy of the government is to favour compartmentalization. Specifics that are unique to the way that compartmentalization is to be achieved are addressed in this chapter.
Progressively restrictive zones are to be used in the development of physical security ranging from Public-Access Zones to Security Zones (and exceptionally to High-Security Zones). For example, in this section it could be stated that the proposed facility will have "X" number of functional groups. Functional groups that process "A" commodity will generally be allocated to Restricted Zones, and those groups which store certain assets generally fall into Operation Zones, etc.
Unique considerations to take into account in all restricted zone planning should be identified. One such requirement is to have access to, and emergency egress routes from, a more restrictive zone through a less restrictive zone. It is preferable to use architectural design to achieve the objectives, rather than having to install security equipment to solve a security problem created by poor design. One example is locating common service areas in centralized locations, with circulation to them through Operations Zones, to avoid having employees travelling through other restricted areas.
Physical security should be designed using an interactive method, incorporating the elements of protection, detection, response, demarcation, observation, clustering, territoriality and utilization. The concept of defensible space should be applied where opportunistic and accidental threats are expected to materialize. This implies the use of five strategies: demarcation, observation, clustering, territoriality and utilization. Oscar Newman's book, Defensible Space, provides a detailed look at these strategies.
Where premeditated threats are likely, the Target Hardening principles integrating protection , detection and response should be used. Protection can include both physical and psychological barriers, using a variety of materials in different combinations. Detection can include both electromechanical and manual safeguards. Responses are usually manual but they can be automatic. Other accepted methods of protecting assets include: dividing the target, such as creating several registries; exposing the target, such as placing a safe in the front window of a retail outlet, and relying on passers-by as a deterrent; hiding the target, such as positioning a safe behind a picture in a room; combining information assets to create such a volume of material that the specific target cannot be located; and placing a target behind many barriers and forcing an adversary to penetrate each one using different methods.
By combining the concepts of target hardening and defensible space, strategies for crime prevention through environmental design are developed. This idea allows security designers to create an environment where employees are naturally integrated and used to support the security program. In addition, crimes are prevented by application of direct controls.
Minimum Safeguards
Total building secured at grade level by locked doors, using heavy duty commercial hardware (locks, hinges, etc.). All windows either fixed or locked with heavy duty commercial hardware at all levels. Roof access door or roof hatch locked with heavy duty commercial hardware. Air intake sufficiently remote from air exhaust.
Examples of Enhanced Safeguards
It is important to suitably control the movement of visitors and non-staff within a facility. Staff movement should also be controlled.
Compartmentalization of single or multiple areas is crucial to the control of staff and visitor movement, and is necessary if control points are to be effective. Control points could be a receptionist or a locked door. Each directorate, branch or section should be capable of being compartmentalized either horizontally or vertically. Vertical compartmentalization of spaces requires controls of the vertical circulation routes (stairways, elevators etc.) and may create some life safety problems not inherent in horizontal compartmentalization. The architectural programming documents would specify the relationships of each compartment.
Minimum Safeguards
In all buildings, elevators (including freight elevators from public parking and loading dock areas) should open in a Public-Access or Reception Zone, e.g. ground floor elevator lobby.
However, uncontrolled opening of an elevator into the elevator lobby (i.e. a Public-Access or Reception Zone) on an institution's floor is permitted, if access to the floor is continuously monitored by the institution, or if the floor is secure at all times.
On multi-tenant floors, all of the following should be accessed from the elevator lobby by the public without leaving the Public-Access Zone:
On floors having only a single institution, access to toilets and exit stairs may or may not be from the Public-Access Zone. The security site brief should specify that access to washrooms may or may not be from an Operations Zone.
Examples of Enhanced Safeguards
Minimum Safeguards
Circulation routes from Public-Access to Operations Zones should pass through a Reception Zone under the institution's control. Within the institution's Operations Zones there should be no circulation routes for public access, even in an emergency. All stairs required as a means of egress for Public-Access Zones should be located in the Public-Access Zones. All exit doors forming part of a means of egress from restricted zones to Public-Access Zones should be equipped with automatic closers and secured on the stairwell or corridor side, except on cross-over floors in a high-rise building. Signs on these doors from restricted zones should indicate one-way movement only. Access signs direct public to and from premises through public access routes, or directly to outside (i.e. not through restricted zones or other tenants' premises).
Examples of Enhanced Safeguards
Minimum Safeguards
Security measures which compensate for site specific deficiencies are to be provided in this section, unless already documented in a site brief and implemented. Often, the architectural designer can develop an innovative plan which meets all of your considerations.
Where warranted by the safeguarding strategy developed from the facility TRA, specify electronic access control equipment to regulate circulation. The specification for the equipment should identify the performance requirements totally.
Often, the architectural designer can develop an innovative plan which meets all of your considerations.
Examples of Enhanced Safeguards
Minimum Safeguards
Provide sufficient space within the Reception Zone, or sufficient overflow space in Public-Access Zones, to accommodate visitors waiting for service, without disrupting normal activity on the premises or in the remainder of the facility. Vertical access routes to the rest of the building from the Public-Access Zone should be by elevator or via short distance stairs. Stairs forming part of a means of egress should not be used to enter the tenant space. At the perimeter of the institution's space, or at the boundary where a facility would be closed because of a demonstration, there should be the potential to erect a physical or psychological barrier as a means of access control.
Examples of Enhanced Safeguards
Minimum Safeguards
Security is influenced by the internal circulation of the facility. Emergency exit routes that circumvent restricted zones at a time of crisis can be a vulnerability. Some definitive circulation is established at this point, therefore, clearly indicating to the architect which specific functions should be removed from the main circulation routes.
Examples of Enhanced Safeguards
Minimum Safeguards
Every facility should have a Reception Zone accessed directly from the Public-Access Zone, where visitors, if necessary, wait for service or wait for permission to proceed to a restricted zone. At the boundary between the Public-Access and the Reception Zone, and between the Reception Zone and restricted zones, the wall - including the perimeter wall and any internal ceiling - should not permit access over the wall by simply lifting the ceiling, i.e. ceiling on public side to be fixed or wall to extend to structure above.
Every facility should be compartmentalized in a manner which develops progressively restrictive zones. The use of physical barriers to separate Security and High-Security Zones is not necessary, provided access is manually or electro mechanically controlled and continuously monitored.
Examples of Enhanced Safeguards
Minimum Safeguards
Exit stairwells which form part of a means of egress will comply with the National Building Code requirements. These stairwells should not allow uncontrolled access to Operations, Security or High-Security Zones.
Examples of Enhanced Safeguards
Minimum Safeguards
Entire floor areas need not have sufficient loading capacity to accommodate concentrations of security containers. However, within each Operations Zone, on each floor, the floor loading capacity should support a minimum of two approved security containers near each structural column, or in another specified area of the Operations Zone.
Examples of Enhanced Safeguards
Minimum Safeguards
As per architectural requirements.
Examples of Enhanced Safeguards
Minimum Safeguards
All common functions within the building, especially on the ground/first floor should be located in centralized areas. These areas should be part of an Operations Zone and could include, for example, lunch/coffee rooms, washrooms and general photocopy rooms. Common areas for visitors such as washrooms, interview rooms and orientation spaces should be located in the Reception Zone. The intent is to reduce pedestrian movement into more restricted zones, and to eliminate reasons for persons not working in the restricted zones to enter legitimately.
Examples of Enhanced Safeguards
Minimum Safeguards
Access to washrooms is provided directly from a Public-Access or Reception Zone. To minimize damage or their use for other than their intended purpose, locate the washrooms where there is unobtrusive visual observation of the entry by a receptionist or guard.
Examples of Enhanced Safeguards
Minimum Safeguards
Use standard building locks on electrical, mechanical and telephone rooms.
Examples of Enhanced Safeguards
Minimum Safeguards
All mailrooms should be managed as an Operations Zone. Internal mail delivery should provide proper protection to the mail if left outside the mailroom (i.e. on a delivery cart).
Examples of Enhanced Safeguards
Minimum Safeguards
Food services should be located on a lower floor or on the ground floor. All storage areas containing food should be lockable. Access to the food preparation area should be controlled so patrons cannot enter this area. There should be a physical separation between the food services and government-occupied space.
Examples of Enhanced Safeguards
Minimum Safeguards
Shipping and receiving areas may be located within the same loading dock area. Ensure that the overhead doors are properly secured with padlocks or cane bolts accessed only from the inside. Doors should be heavy duty sectional or vertical lift doors, with a steel skin on both the inside and outside of the door. Secure storage areas within the loading dock area.
Examples of Enhanced Safeguards
Minimum Safeguards
Refer to the GSP - Information Technology Security Standard and the Technical Security Standard for Information Technology (TSSIT) - RCMP - Aug. 1997.
Examples of Enhanced Safeguards
Minimum Safeguards
In the context of this document, conference and board rooms are intended for the use of the institution and visitors with a legitimate reason for being there. These rooms should therefore be located in an Operations Zone as a minimum. The rooms should be constructed of physical walls to the suspended or false ceiling. The room should have one door which is lockable using commercial grade hardware.
Examples of Enhanced Safeguards
Minimum Safeguards
Day-care centres present a special problem. Two issues must be addressed. First, how the day-care centre affects the security of the facility, and second, the safeguards necessary to protect the day-care centre.
Day-care centres should have their own entrance with no requirement to enter the departmental space. Anyone entering the government building from the day-care centre should pass through building security. It is paramount that a day-care centre be safe for children and meet all the necessary building codes.
Examples of Enhanced Safeguards
This document concerns itself with building attributes generally associated with general purpose office buildings (GPOB). Many spaces which will be unique to an institution's facility are not outlined in this document. The onus is on the institution to ensure that minimum and any enhanced safeguards for these spaces are part of this security brief. These spaces might include medical facilities, laboratories, classrooms, workshops and theatres.
Minimum Safeguards
The safeguarding strategy will determine the need for electronic access control measures and the necessary technical sophistication of the equipment. Generally, mechanical access control equipment is considered to be more of a physical deterrent than electronic access control equipment. The security value of mechanical safeguards lies in their ability to physically control access. Electronic access control safeguards provide accurate records (auditing) of visitor and employee movements throughout a facility. This security measure can be combined with electronic intrusion detection and closed circuit television to create a convenient, reliable and accurate component of the detection element in a physical security subsystem.
If an electronic access control system is to be installed, refer to RCMP standards EACDI-P (1995) and EACCI-P (1997) for the minimum requirements.
Examples of Enhanced Safeguards
Minimum Safeguards
The safeguarding strategy will determine the need for electronic intrusion detection measures and the necessary technical sophistication of the equipment. Generally, electronic intrusion detection equipment, when properly installed and serviced, accurately monitors for unauthorized access to a facility. This security measure can be combined with electronic access control and closed circuit television to create a convenient, reliable and accurate component of the detection element in a physical security subsystem.
If an electronic intrusion detection system is to be installed, refer to RCMP standards EIDDI-P(1995) and EIDCI-P (1997) for the minimum requirements.
Examples of Enhanced Safeguards
Minimum Safeguards
The safeguarding strategy will determine the need for closed circuit television/video equipment and the necessary technical sophistication of the equipment. Generally, closed circuit television/video equipment, when properly installed and serviced, can accurately be used to assess valid and nuisance alarms, and provide random surveillance of a problem location. It cannot assess a false alarm. This security measure can be combined with electronic access control and electronic intrusion detection to create a convenient, reliable and accurate component of the detection element in a physical security subsystem.
Examples of Enhanced Safeguards
Minimum Safeguards
The safeguarding strategy will determine the need for a security control centre and the necessary technical sophistication of the equipment. Generally, a security control centre is used as a base of operations for assessing the validity of electronic detection equipment alarms and initiating the response element in a physical security subsystem.
Examples of Enhanced Safeguards
Minimum Safeguards
Secure rooms A, B, C and D are work spaces which are approved for the open shelf storage of classified and designated information and assets. This storage method precludes the need to use a large number of security containers, which is usually more expensive and inconvenient than the single room requirement.
Examples of Enhanced Safeguards
Minimum Safeguards
The safeguarding strategy will determine the need for a vault and the necessary technical sophistication of the safeguards. Generally, a vault is used to store large quantities of classified and designated information and valuables not requiring regular processing.
Traditional vaults usually need special structural requirements to be designed into the building. Often, modular vaults are used because they are lighter in weight and therefore, require less structural reinforcement than the traditional vault. Another advantage of the modular vault over that of an in-situ vault is its potential to move with the institution. Vaults should be located in areas where access is controlled, with no circulation routes. Expert advice should be sought from the lead agency as to specific construction details when considering this type of room.
Examples of Enhanced Safeguards
Minimum Safeguards
The safeguarding strategy will determine the need for a sensitive discussion area (SDA) and the necessary technical sophistication of the safeguards.
Sensitive discussion areas use specialized construction, are expensive to construct, and should be used very sparingly. Expert advice should be sought from the lead agency as to specific construction details when considering this type of room. They should be managed similarly to other areas that process and handle classified or highly sensitive designated information.
Examples of Enhanced Safeguards
Minimum Safeguards
Refer to the GSP - Information Technology Security Standard.
Computer rooms require security advice for existing facilities from the Security Evaluation and Inspection Team (SEIT) of the RCMP as directed by the GSP. Minimum standards are identified in the publication Technical Security Standard for Information Technology -Aug. 1997 (TSSIT), published by the RCMP's Technical Security Branch.
Examples of Enhanced Safeguards
Minimum Safeguards
Refer to the GSP - Information Technology Security Standard and the RCMP Technical Security Standard for Information Technology (TSSIT) - Aug. 1997.
The need to implement protective measures within the facility such as emergency power for the intercom or internal telephone and the routing of conduit to carry communications should be determined by the safeguarding strategy.
Examples of Enhanced Safeguards
Minimum Safeguards
The standard lease for build-to-lease facilities should allow the tenant to install electronic intrusion detection and access control equipment as necessary, to develop physical security for the facility. The tenant should also be allowed to add locks to doors, to re-key their leased areas and to restrict owner access to the facility to specific hours or by appointment.
Examples of Enhanced Safeguards
Minimum Safeguards
In single-tenant buildings, the tenant department is responsible for providing any required guard services. Tenant-occupied facilities include a Reception Zone within the institution's premises capable of being attended. Personnel who control the Reception Zone are provided by the institution.
All entry points to the tenant facility should have locking capabilities using a high quality locking device. During restricted access and limited access hours, entry to the building is through a locked door. Entry to the institution's facility is through a locked door. Keys should only be issued to authorized personnel.
Examples of Enhanced Safeguards
Minimum Safeguards
Use custodian's regular maintenance staff in Reception and restricted zones. All maintenance staff should meet the minimum personnel screening requirements.
Examples of Enhanced Safeguards
Minimum Safeguards
After hours cleaning of premises by cleaning crews under contract. All cleaning personnel required to meet the minimum personnel security screening requirements prior to start of work. Current list of employees on cleaning crews, with photograph of each, may be posted at security control station. If persons arrive to work for the cleaning contractor, and they are not on the contractor's list given to the security personnel, or if their photograph is missing, then they should not be permitted to enter the premises until a photograph has been taken, and identification has been established.
Examples of Enhanced Safeguards
Minimum Safeguards
Caretaking staff remove discarded material to garbage bins in garbage holding area for removal. Garbage bins are accessible from street, alley or other public area. Waste paper being held for recycling is kept in an area not accessible to the public.
Examples of Enhanced Safeguards
Minimum Safeguards
Store Confidential, Secret and Protected A and B designated information and assets awaiting destruction in an Operations Zone, either on or off-site, in approved containers or secure rooms. Store Top Secret and Protected C designated information and assets awaiting destruction in a Security Zone, either on or off-site, in approved containers or secure rooms. Destruction of classified and designated information and assets shall be done with approved equipment.
Examples of Enhanced Safeguards
Minimum Safeguards
At least one prominent sign in the public building lobby that directs visitors to government Reception Zones. In leased space, the lease provides for government control over signs at the building entry and within the institution's facility. All signs to be in place prior to initial move-in. If this is not practicable, any missing signs can be substituted by effective temporary signs. All signs should meet the requirements of the Federal Identity Program, where applicable.
Examples of Enhanced Safeguards
Minimum Safeguards
Provide a complete keying set-up suitable for the institution. Grand master keys should not be used unless authorized by the institution. All changes to the keying and/or locks, giving access to the building, or spaces within the building, should only be authorized by the occupant. he institution should be advised of any changes to locks or keying, made by the custodian, that could affect the security operation of the institution. Perimeter doors should be keyed separately with no "mastering". Direct codes should not be displayed on hardware, cylinders or keys. Commercial grade hardware should be used.
Examples of Enhanced Safeguards
Minimum Safeguards
During limited access hours, giving contractor personnel access to a facility should be done through prior arrangement.
Examples of Enhanced Safeguards
Pursuant to Appendix B, Chapter 1.1 of the GSP, the custodians are responsible for, but not limited to, the following aspects of physical security for facilities they administer unless otherwise arranged with tenants:
The following exemplifies basic building attributes that custodians are usually required to implement, service and maintain. This list, which follows the numbering sequence of the common minimum and enhanced safeguards, is not all inclusive but is intended to illustrate the nature of basic building security attributes. Similarly, the measures listed do not necessarily apply equally to all buildings across the country given regional variances in the quality and quantity of space available but is intended to serve as a reference only.
The facility conforms to applicable building codes regarding life safety, for example, fire safety, barrier free design, exiting, fire alarms and smoke control. Human Resources Development Canada, Fire Prevention, Fire Protection Engineering Services are responsible for federal facilities. Life safety is controlled by provincial authorities for facilities owned and operated by the private sector. Municipalities usually administer provincial codes. All existing facilities are reviewed periodically for compliance. This review includes recommendations as to whether deficiencies can be corrected, or whether compensating features or operations can be added in lieu of conformity. Life safety equipment is to be inspected and tested at required intervals.
Some older facilities may be governed by the codes that were in force at the time the facility was built or remodelled and which were less stringent than those now in force. In these cases, the authority having jurisdiction will make a decision as to whether this provides sufficient life safety under current conditions. Sprinklers are only provided if required by code due to building type, design or materials, or to hazardous contents.
Provide emergency power to the facility for basic building services, including heating, partial elevator service, emergency lighting, etc., with at least 12 hours of fuel supply (72 hours at isolated locations). Emergency power is not provided for continued tenant operations. Where no central source of emergency power is available, battery packs should be provided for emergency exit lighting, and for four hours duration of electronic intrusion detection, if present.
Ensure that the municipal water supply to the site has sufficient volume and pressure for firefighting. Where municipal supply does not exist there should be a reservoir and fire pump or a sufficient static head on site (sufficient capacity appropriate to size and combustibility of building and contents measured in minutes of full discharge rate). Booster pumps for fire water should be provided where water pressure is unreliable.
Fire detection and response equipment is to be as required by the NBC. If the response time exceeds the delay times, compensatory steps that will be the most cost effective should be taken. The basic level of security is based on a police response, and the inherent psychological deterrence of a facility that is locked during restricted and limited access hours.
Easements should not be permitted closer than 15 m from the building. When easements are more than 15 m from building, the tenant(s) should be informed in advance of the possibility of intrusion on the site by utility crews to replace or repair overhead lines, or excavations to repair or replace underground utilities. If easement permits public access through the site, for example, in emergency, then the tenant(s) should be informed and agree to the requirement.
There are no requirements regarding perimeter distance from the building. The facility may abut the property line. At the property line, a street or another Public-Access Zone, a wall of an adjacent building or an access strip may occur.
Provide general illumination of the entire perimeter of the building, driveways, and parking lots, to a target level of 25 lux (20 lux minimum). Lighting sources may be street lighting, yard lighting or building mounted lighting. Maximum contrast of darkest to brightest illumination is a ratio of one to ten, for example, if darkest is 25 lux, then highest should be no more than 250 lux. Lighting that is added to meet these requirements should require a minimum of maintenance and be energy efficient. Where the building abuts the property line, with private property on the other side, that private property should not be illuminated if its owner so requests.
Provide a clear space of six metres around the building, and around paths between the building(s) and parking areas, sidewalk(s) and public transportation stops. Avoid bushes or branches that a person could hide behind. Landscape features should not obstruct vision in the zone between 400 mm and 1,500 mm above grade.
In single tenant and multi-tenant Crown-owned buildings, the custodian building manager will inform tenants and prospective tenants of the nature of public traffic expected and activity of occupants of the adjacent space and buildings. This advice is provided on request to the tenant.
The total building should be secured at grade level by locked doors, using heavy duty commercial hardware (locks, hinges, etc.). (See also LOCKING HARDWARE AND KEY CONTROL). All windows should be either fixed or locked with heavy duty commercial hardware at all levels. Roof access door(s) or roof hatch(es) should be locked with heavy duty commercial hardware. Air intake should be sufficiently remote from air exhaust that smoke being removed from the building cannot be entrained at the intake. Air intakes should be located and screened to inhibit placement of sources of smoke, tear gas or other sources of offensive substances, or entrainment of those substances or of vehicle exhaust. (See also CONTROL OF ACCESS TO PREMISES WITHIN A BUILDING).
When necessary, elevators from public parking should open only into Public-Access Zones in the main lobby, under monitoring of security personnel.
Circulation routes from Public-Access to Operations Zones should not pass through any space outside the tenant's control. Within the tenant's space there should be no circulation routes to which the public have access, even in an emergency. All required fire stairs from Public-Access Zones should be located in the Public-Access Zone. All doors from restricted zones to Public-Access Zones should be equipped with automatic closers and locked on the public corridor side and on the public stairwell side. Signs on these locked doors from restricted zones should indicate one-way movement only. Access signs should direct the public to and from premises through public access routes, or directly to the outside (i.e. not through other tenants' premises). (See also WASHROOMS)
Every facility layout has a Reception Zone accessed directly from the Public-Access Zone, where visitors, if necessary, wait for service or wait for permission to proceed to a more restricted area. At the boundary between Public-Access Zones and restricted zones, and at the Public-Access side of the Reception Zone, the wall and ceiling should not permit access over the wall by simply lifting ceiling tiles. The ceiling on the public side is to be fixed or the wall to extend to the underside of the structure above. For the definition of Public-Access, Reception, Operations, Security and High-Security Zones, refer to Chapter B.1 of the GSP.
The entire floor area need not have sufficient loading capacity to accommodate security containers. However, within each Operations Zone, on each floor, the floor loading capacity will support at least two fire resistant containers near each structural column or in another specified area of the Operations Zone. Floor loading may be required for at least one restricted room to be constructed within an area suitable for a restricted zone, using one hour fire-retardant construction from the floor to underside of the structure above.
Access to washrooms should be provided directly from a Public-Access or Reception Zone, past unobtrusive visual screening, for example, a receptionist or security personnel within view of washroom doors, or a corridor leading only to the washrooms. (See also - INTERNAL CIRCULATION - CORRIDORS)
Use standard building locks on utility closets and mechanical rooms and standard screw fastening latches on access doors to duct shafts and ceiling spaces. (See also LOCKING HARDWARE AND KEY CONTROL)
Communications within the site should not be unduly vulnerable to accidental disruption.
The custodian building manager is responsible for reporting immediately to the Government tenant any deficiencies that affect the security of a facility. This might include damaged or malfunctioning locks, damaged doors and windows, etc.
The landlord's normal maintenance staff should be used in Reception and Operations Zones. The custodian, as the contracting authority through negotiation with the tenant, shall conduct all appropriate security checks and clearances as prescribed in the GSP. In Security and High-Security Zones, maintenance staff should be monitored and controlled by security personnel or the tenant.
Cleaning of premises by cleaning crews during limited access hours should be under contract to the custodian. The custodian, as the contracting authority for construction and building services shall, subject to negotiation with the tenant, conduct all appropriate personnel screen-ing and security inspections as required of the contracting authority in the GSP. A current list of employees on cleaning crews, with photograph of each, should be given to security personnel.
Care taking staff should remove discarded material to garbage bins in the garbage holding area, for removal. Garbage bins should be accessible from the street, alley or Public-Access Zone. Waste paper being held for recycling should be kept in an area not accessible to the public.
At least one prominent sign in the public building lobby should direct visitors to government Reception Zones. In leased space, the lease should provide for custodian control over signs at the building entry and within the tenant facility leading to government tenants. All signs should be in place prior to initial move-in. If this is not practicable, then any missing signs should be substituted by effective temporary signs.
The lease should state that the keying and/or locks to custodian-leased space will be changed by the custodian to a set-up exclusively for the use of the government tenant. (See also PERIMETER OF BUILDING, UTILITY SPACES, and CONTROL OF ACCESS TO PREMISES WITHIN A BUILDING.)
On custodian-initiated projects during limited access hours, whenever contractor personnel are present, an appropriate number of security personnel provided by the custodian should be present, to control entry to the building and to monitor activities of contractor personnel. A list of contractor's employees, with photographs, should be posted with the security personnel, who maintains a record of attendance.
Arrange (custodian role statement in Appendix B)
The custodian will contact the appropriate service agencies when requested, on behalf of the tenant, to ensure that the required work is carried out.
Related project delivery costs and fees will be paid by the tenant unless, for reasons of administrative convenience, the custodian chooses to pay them.
The role statement for custodians refers to recovering the costs of enhanced security measures "arranged" by the custodian. Where appropriate, accommodation should encourage the tenant department to deal directly with the service agency. Otherwise, the custodian will arrange the necessary services, with the service agency recovering the costs from the tenant department.
Basic Building Security Attributes
Security safeguards provided by the custodian to protect a building but not the assets contained in the building. Basic building security attributes provide a base or starting point for other security requirements (i.e. minimum and enhanced safeguards) to be added to protect the specific assets held by the institution. See Appendix A for a partial list of examples of basic building security attributes.
Constructing Facilities
Facilities built by the crown and facilities built for the crown by private sector landlords.
Enhanced Safeguards
Security requirements above minimum that should be implemented to achieve the safeguarding strategy.
Facility TRA
In relation to the building project delivery, a threat and risk assessment process evaluating the assets within a facility, the threats against them and the performance of safeguards against these threats in order to define the optimal safeguarding strategy under the circumstances. The defined strategy is used to specify the actual safeguards as the building project delivery progresses.
Leasing Existing Facilities
Existing facilities owned by the Crown and facilities leased or purchased by the Crown from private sector landlords. These facilities may need to be renovated to meet the requirements of thegovernment tenant.
Minimum Safeguards
The minimum security measures necessary to meet the requirements of the GSP as recommended by the RCMP as the lead agency for physical security.
Monitor vs Screen Access (custodian role in Appendix B)
Monitor access - provides a surveillance and security response to disturbances at the perimeter and common areas of a facility.
Screen access - provides an identification and checking service on behalf of the tenant (for example, examining IDs, having persons sign-in upon entering the facility, etc.).
Physical Security
The subsystem of the security program which physically denies unauthorized access to assets. A physical security subsystem is comprised of protection, detection, response, demarcation, observation, clustering, territoriality and utilization elements.
Secure Rooms
A totally enclosed space having features of physical security which protect assets stored within it against specific threats.
Security Design Brief (SDB)
A document which describes the physical protection philosophy and concepts as well as physical safeguards for a facility.
Security Site Brief (SSB)
A document which describes the physical security attributes sought in a site when relocating the facility.
Tenant
An organization which occupies facilities in accordance with a lease or occupancy agreement.
Visitors
People who are not employed in a facility occupied by the tenant.